There are many financial resources available on the Internet. You’ve chosen to learn more about the services offered by Wealth Management Reps. We appreciate that – and we want to give you all the information you need to make the right choice in financial services providers. Below, we’ve provided answers to some of the most commonly asked questions about Wealth Management Reps and the products and services they offer.
Wealth Management Reps can offer you a range of financial services, and many are licensed to provide financial services that may address many of these 8 Wealth Management Issues®:
Subject to appropriate licensing, Wealth Management Reps can provide:
Keep in mind that not all Wealth Management Reps are licensed to offer all products or services. Financial planning and investment advisory services require separate licenses. For additional information ask your Advisor.
The Members of Wealth Management Reps are mostly CPAs and offer accounting and tax services through their accounting and tax services practices.
It depends on the Advisor and the product or service. Some Advisors choose only to provide investment advisory services that provide for a fee-based on assets under management, while others are paid through up-front and/or ongoing commissions on their sales. Subject to appropriate licensing, some Advisors provide both types of solutions.
Yes. Just use this online lookup. FINRA BrokerCheck®
Yes, our Broker Dealer phone number is (888) 438-3781.
Wealth Management Reps clients who have brokerage accounts can access them through E-Money a service provided by our clearing firm. Many mutual funds and insurance companies also provide online access for investments held directly by the product sponsor. Please contact your Rep for further information.